Arthur Duggan Norton

Current Employers

Employment History

• 10/1983 → Present
  Business And Financial Services Incorporated
  Stamford, CT
• 01/2006 → Present
  Board Of Estimate And Taxation (Greenwich, Ct)
  Greenwich, CT
• 10/2009 → Present
  Araglan Capital Management , Llc
  Stamford, CT
• 04/2016 → Present
  Private Client Services, Llc
  Louisville, KY

Previous Registrations

• 2008-12-09 → 2009-08-20
  First Allied Securities, Inc.
  Stamford, CT
• 1998-06-05 → 2008-12-09
  First Montauk Securities Corp.
  Stamford, CT

Other Businesses

ARAGLAN CAPITAL MANAGEMENT, LLC POSITION: MANAGING DIRECTOR NATURE: FINANCIAL SERVICES OR ADVISOR ACTIVITIES NOT THROUGH H. BECK, INC. INVESTMENT RELATED: YES NUMBER OF HOURS: 100 INVESTMENT RELATED HOURS: 60 START DATE: 01/10/2009 ADDRESS: ONE LANDMARK SQUARE,, SUITE 801, STAMFORD CT 06901-2601 DESCRIPTION: I RUN AN EQUITY LARGE CAPITALIZATION PORTFOLIO BUSINESS AND FINANCIAL SERVICES, INCORPOrATED ONE LANDMARK SQUARE, SUITE 801 STAMFORD, CONNECTICUT 06901-26012033232691 POSITION: PRESIDENT NATURE: INVESTMENT-RELATED OBA NOT THROUGH H. BECK, INC. INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/1983 ADDRESS: ONE LANDMARK SQUARE, SUITE 801, STAMFORD CT 06901 DESCRIPTION: EXECUTIVE MANAGEMENT TOWN OF GREENWICH, CONNECTICUT..ELECTED MEMBER BOARD OF ESTIMATE AND TAXATION, REPUBLICAN, (FINANCE BOARD). TERM OF OFFICE JANUARY 1, 2014- DECEMBER 31, 2015 CURRENT CHAIR (2)......AUDIT COMMITTEE; INVESTMENT ADVISORY COMMITTEE VICE CHAIR PRO BONO POSITION POSITION: VICE CHAIR NATURE: OTHER OBA INVESTMENT RELATED: YES NUMBER OF HOURS: 80 INVESTMENT RELATED HOURS: 40 START DATE: 01/01/2014 ADDRESS: 101 FIELD POINT ROAD, GREENWICH CT 06830 DESCRIPTION: SEE ABOVE

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-15
• S63 Uniform Securities Agent State Law Examination
  1985-01-17

Other Names

• Art Norton