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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • MI RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

Mackinac Island, MI • United States

40705 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 07/1984 11/2024
Bank Of America, N.A. Bloomfield Hills MI 12/2009 11/2024
Morgan Stanley Smith Barney Llc Bloomfield Hills MI 11/2024 Present
Morgan Stanley Private Bank, N.A New York NY 12/2024 Present
  • 07/1984 → 11/2024
    Bloomfield Hills, MI
  • 12/2009 → 11/2024
    Bank Of America, N.A.
    Bloomfield Hills, MI
  • 11/2024 → Present
    Morgan Stanley Smith Barney Llc
    Bloomfield Hills, MI
  • 12/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-04
S63 Uniform Securities Agent State Law Examination 1984-10-02
  • S66 Uniform Combined State Law Examination
    2010-08-04
  • S63 Uniform Securities Agent State Law Examination
    1984-10-02

View on SEC IAPD

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