Russell Matthew Winchester

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 04/2018
  Lpl Financial Llc
  Charlotte, NC
• 08/2018 → 07/2019
  Transamerica Capital, Inc.
  Denver, CO
• 04/2018 → 08/2018
  Unemployed
  Concord, NC
• 07/2020 → 03/2023
  Newport Group Securities, Inc
  Huntersville, NC
• 08/2019 → 07/2020
  Unemployed
  Huntersville, NC
• 07/2020 → 03/2023
  Newport Group, Inc.
  Huntersville, NC
• 03/2023 → 11/2024
  Ascensus Broker Dealer Services Llc
  Huntersville, NC
• 05/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 05/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 07/2019 → 07/2019
  Transamerica Investors Securities Corporation
  Denver, CO
• 06/2021 → Present
  Usa Track And Field Association (Usatf)
  Huntersville, NC
• 07/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2012-05-16 → 2018-04-10
  Lpl Financial Llc
  Fort Mill, SC
  Charlotte, NC
  Fort Mill, SC
  Fort Mill, SC

Other Businesses

NAME OF BUSINESS: USA TRACK AND FIELD ASSOCIATION (USATF) NON-INVESTMENT-RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: SPORTS POSITION: SPORTS REFEREE START DATE: 06/2021 APPROXIMATE HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REFEREE FOR TRACK AND FIELD NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: TUPPER LAKE, NY NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 07/2026 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0

Exams

• S66 Uniform Combined State Law Examination
  2026-07-06
• S63 Uniform Securities Agent State Law Examination
  1984-10-04

Other Names

• Russell Matthew Winchester
• Rusell Winchester
• Russell Winchester