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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

130 Wylderose Drive, Midlothian, VA 23113 • United States

Virginia Beach, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Mgmt Richmond VA 10/2002 Present
Securian Financial Services, Inc St Paul MN 10/2002 08/2023
Minnesota Life Ins Co St Paul MN 10/2002 08/2023
The Henry Financial Group Llc Norfolk VA 11/2002 Present
Select Brokers, Llc Midlothian VA 08/2006 Present
Cetera Wealth Services, Llc Norfolk VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2002 → Present
    Virginia Asset Mgmt
    Richmond, VA
  • 10/2002 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 10/2002 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 11/2002 → Present
    The Henry Financial Group Llc
    Norfolk, VA
  • 08/2006 → Present
    Select Brokers, Llc
    Midlothian, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Norfolk, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-11-13 → 2023-08-10
    Securian Financial Services, Inc.
    Norfolk, VA
    Norfolk, VA
    Midlothian, VA
    St. Paul, MN
Other Businesses

1) SELECT BROKERS LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2006 ADDRESS: , Miplothian VA , United States DESCRIPTION: Agent/Broker 2) THE HENRY GROUP LLC POSITION: Partner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 11/01/2002 ADDRESS: 440 Monticello Ave, S1800, Norfolk VA 23510, United States DESCRIPTION: Financial Services 3) NAME OF OTHER BUSINESS: PETER AND LESLI HENRY; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY, CONDO, PROPERTY MANAGEMENT HANDLES RENTAL; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/1982, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 5) NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-09
S63 Uniform Securities Agent State Law Examination 1986-09-23
  • S65 Uniform Investment Adviser Law Examination
    1999-11-09
  • S63 Uniform Securities Agent State Law Examination
    1986-09-23
Designations

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