Kevin Len Clift

Current Employers

Employment History

• 06/2009 → 06/2019
  Morgan Stanley Smith Barney
  Southlake, TX
• 01/2015 → 06/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2019 → Present
  Rbc Capital Markets, Llc.
  Dallas, TX

Previous Registrations

• 2009-06-01 → 2019-06-18
  Morgan Stanley
  Southlake, TX
  Dallas, TX
• 1993-07-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Southlake, TX
  Southlake, TX

Other Businesses

1. KCLM LLC, CO OWNER; START DATE: 01/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 3; KERENS, TX; INVESTMENT RELATED. (2) Name of business: Uptown 1 Business Description: Rental Property Whether the business is investment-related:no Address: 2916 Thomas Ave. Dallas, TX 75206 Capacity:Sole Proprietor Start Date:06/01/15 Duties:provide maintenance Hours devoted per month: 1 Hours devoted during securities hours per month: 0 (3) Name of Entity - KCLM LLC Address - 622 Bayview Dr. Kerens, Texas 75140 Business Description - Investment property Business is not investment related Projected Start Date: 01/01/2016 Capacity: Owner - Active Duties Performed: Maintenance Hours Devoted to this OBA per Month: 1Hour Hours Devoted to this OBA during business hours: 1 (4) NAME OF ENTITY: Bayview Country Estates Inc; ADDRESS: 2921 Hallsville St Dallas, TX 75201; NOT INVESTMENT RELATED BUSINESS DESCRIPTION: For profit corporation that owns six lots of land only; CAPACITY: Owner - Passive, Director; START DATE: 06/2019; DUTIES: This is a passive investment of 6 empty lots with no plans to develop; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (5) NAME OF ENTITY: Huron in Florida 1 LLC; ADDRESS: 2921 Hallsville St Dallas, TX 75204; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Condo rented by third party; CAPACITY: Owner - Passive; START DATE: 02/2020; DUTIES: Purchase condo and have hotel manage it; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (6) Name: Huron in Florida 2 LLC Address: 985 sandpiper St. #D-206 Naples, FL 34102 Business Description: Huron in Florida 2 LLC Business is not investment related Projected Start Date: 09/16/20 Capacity: Sole Proprietor Duties Performed: buy renovate and lease the property Devoted to this OBA per Month: 1 hour Hours Devoted to this OBA during business hours: 0 (7) NAME OF ENTITY: Huron in Florida 3; ADDRESS: 7935 mahogany run lane #725; 7950 mahogany run lane #422; 7880 Mahogany run lane #1611; 7915 Mahogany run lane #'s 1125, # 1115 and #1111 Naples FL 34113 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: condominium-rental; CAPACITY: Owner/Active; START DATE: 04/06/2021; DUTIES: Owner/Operator; HOURS DEVOTED PER MONTH: 1-2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-16
• S63 Uniform Securities Agent State Law Examination
  1984-08-21

Other Names

• Kevin Len Clift
• Kevin Clift