Mitchel David Shapiro

Current Employers

Employment History

• 01/2013 → Present
  Shapiro Financial Advusors South, Llc
  Baltimore, MD
• 01/2013 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-01-27 → 2007-05-07
  Smart Financial Advisors, Llc
  Baltimore, MD
• 1999-01-01 → 2004-01-13
  Osaic Wealth, Inc.
  Baltimore, MD

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE (2) MDS INVESTMENTS, IRA-LLC, INVESTMENT RELATED, 8 RESERVOIR CIRCLE STE 200, BALTIMORE, MD 21208, LLC IRA, STARTED 03/2010, POSITION/TITLE/RELATIONSHIP: OWNER, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CHECKBOOK IRA TO ORIGINATE SHORT TERM HARD MONEY LOANS TO THE PUBLIC AND INVEST IN REAL ESTATE PARTNERSHIPS; (3) NAME OF OTHER BUSINESS: SHAPIRO FINANCIAL ADVISORS SOUTH, LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK:40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ADVISE CLIENTS ON FINANCIAL MATTERS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-12
• S63 Uniform Securities Agent State Law Examination
  1987-10-13

Designations

Other Names

• Mitch Shapiro
• Mitchell Shapiro