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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-14
TX RA APPROVED_RES 2007-07-10
NJ RA APPROVED 2007-07-03
  • FL RA
    APPROVED
    Since 2023-07-14
  • TX RA
    APPROVED_RES
    Since 2007-07-10
  • NJ RA
    APPROVED
    Since 2007-07-03

Branch Locations

902 Carnegie Center Blvd Suite 320, Princeton, NJ 08540 • United States

Stuart, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Stuart FL 06/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-03
S63 Uniform Securities Agent State Law Examination 1985-06-11
  • S65 Uniform Investment Adviser Law Examination
    2000-10-03
  • S63 Uniform Securities Agent State Law Examination
    1985-06-11
Other Names
  • Rick White

View on SEC IAPD

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