James Knox Patrick

Employer firm

Pks Advisory Services, LLC CRD 125648

$1.09B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → Present
  Knox Equity Corporation
  Menands, NY
• 08/2009 → Present
  Pks Advisory Services, Llc
  Albany, NY
• 08/2009 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2009-06-01 → 2009-08-31
  Morgan Stanley
  Latham, NY
• 2005-04-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Niskayuna, NY
  Niskayuna, NY
• 1999-10-28 → 2002-12-31
  Thompson Siegel & Walmsley Llc
  Richmond, VA

Other Businesses

1) 93 BROADWAY INC; NOT INVESTMENT-RELATED; 37 FOLMSBEE DR. MENANDS, NY 12204; MANAGER; START DATE: 04/31/1992; 2HRS/MO. NON-BUSINESS HRS; OWNS COMMERCIAL REAL ESTATE. 2) PKS ADVISORY SERVICES, LLC; INVESTMENT-RELATED; 80 STATE STREET, ALBANY, NY 12207, 80-120HRS/MO.; ADVISORY SERVICES, RIA. 3) COUNTRY CLUB OF TROY. NOT INVESTMENT RELATED. 100 TROY COUNTRY CLUB ROAD, TROY NY 12180. GOLF COURSE. BOARD MEMBER. START 1/1/2022. 1 HOUR PER MONTH, NOT DURING TRADING. ATTEND MONTHLY BOARD MEETINGS, VOTE ON PROPOSALS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-04-07
• S65 Uniform Investment Adviser Law Examination
  1999-05-13

Other Names

• James Knox Patrick
• James Knox Patrick Iii