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80 State Street, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knox Equity Corporation | Menands | NY | 08/2004 | Present |
| Pks Advisory Services, Llc | Albany | NY | 08/2009 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2009 | Present |
1) 93 BROADWAY INC; NOT INVESTMENT-RELATED; 37 FOLMSBEE DR. MENANDS, NY 12204; MANAGER; START DATE: 04/31/1992; 2HRS/MO. NON-BUSINESS HRS; OWNS COMMERCIAL REAL ESTATE. 2) PKS ADVISORY SERVICES, LLC; INVESTMENT-RELATED; 80 STATE STREET, ALBANY, NY 12207, 80-120HRS/MO.; ADVISORY SERVICES, RIA. 3) COUNTRY CLUB OF TROY. NOT INVESTMENT RELATED. 100 TROY COUNTRY CLUB ROAD, TROY NY 12180. GOLF COURSE. BOARD MEMBER. START 1/1/2022. 1 HOUR PER MONTH, NOT DURING TRADING. ATTEND MONTHLY BOARD MEETINGS, VOTE ON PROPOSALS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-04-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-13 |
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