Lynda Marie Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → Present
  Lpl Financial Llc
  Kennesaw, GA

Other Businesses

1. 08/25/2006 - Krause Wealth Management Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 10/24/2006 - Krause Wealth Management Group - INV REL -Non-Variable Insurance - 40% TIME SPENT - Insurance Specialist 3. 08/09/2007 - NO BUSINESS NAME - INV REL - Non-Variable Insurance - 1% TIME SPENT - This is to amend my original OBA for fixed insurance business to include HSA business.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-03

Other Names

• Lynda Smith