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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-16 |
| LA | RA | APPROVED | 2018-01-31 |
| GA | RA | APPROVED | 2006-10-10 |
Branch Locations
1690 Stone Village Lane Suite 301, Kennesaw, GA 30152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kennesaw | GA | 08/2006 | Present |
1. 08/25/2006 - Krause Wealth Management Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 10/24/2006 - Krause Wealth Management Group - INV REL -Non-Variable Insurance - 40% TIME SPENT - Insurance Specialist 3. 08/09/2007 - NO BUSINESS NAME - INV REL - Non-Variable Insurance - 1% TIME SPENT - This is to amend my original OBA for fixed insurance business to include HSA business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-03 |
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