Nicholas Russell Green

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Hillsboro, OR
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Hillsboro, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hillsboro, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hillsboro, OR

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Hillsboro, OR
  Hillsboro, OR
• 2011-10-26 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Hillsboro, OR
  Seattle, WA
• 2005-06-22 → 2011-10-21
  Commonwealth Financial Network
  Portland, OR
  Portland, OR

Other Businesses

NICHOLAS R GREEN POSITION: Advisor NATURE: Advisory-Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 11/06/2020 ADDRESS: 5760 SE Golden Rd, Hillsboro OR 97123, United States DESCRIPTION: I invest funds for pre-retired and retired clients primarily in mutual funds. In my advisory role I review my clients' time frame, income needs and investment objectives on an on-going basis. I provide regular portfolio assessment and performance evaluation.

Exams

• S66 Uniform Combined State Law Examination
  2003-03-12
• S63 Uniform Securities Agent State Law Examination
  1998-01-02

Other Names

• Nicholas R Green