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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
MI RA APPROVED 2013-09-17
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • MI RA
    APPROVED
    Since 2013-09-17

Branch Locations

Martin, MI • United States

2632 S 11Th St, Kalamazoo, MI 49009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W&R Insurance Agencies Martin MI 01/2007 Present
Cambridge Investment Research, Inc Fairfield IA 09/2013 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2013 Present
  • 01/2007 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Martin, MI
  • 09/2013 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2013 → Present
    Fairfield, IA
Previous Registrations
  • 2010-10-29 → 2013-06-03
    Waddell & Reed
    Grand Rapids, MI
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 1748 13TH ST MARTIN MI, 09/2013, SELLING LIFE/LTC/FIXED ANNUITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR, 4 HR/MO 4 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2013, AS ADVISORY REP OF A RIA. INV REL, 35 HR/WK 35/TRADING 3) LIGHTHOUSE TITLE GROUP, 4165 PRAIRIE ST SW GRANDVILLE MI, 06/2024, W2 EMPLOYEE, TITLE EXAMINER, NIR, 56 HR/MO 56 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-28
S63 Uniform Securities Agent State Law Examination 2006-12-08
  • S65 Uniform Investment Adviser Law Examination
    2010-10-28
  • S63 Uniform Securities Agent State Law Examination
    2006-12-08

View on SEC IAPD

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