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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| MI | RA | APPROVED | 2013-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W&R Insurance Agencies | Martin | MI | 01/2007 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2013 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2013 | Present |
1) INDEPENDENT INSURANCE AGENT, 1748 13TH ST MARTIN MI, 09/2013, SELLING LIFE/LTC/FIXED ANNUITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR, 4 HR/MO 4 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2013, AS ADVISORY REP OF A RIA. INV REL, 35 HR/WK 35/TRADING 3) LIGHTHOUSE TITLE GROUP, 4165 PRAIRIE ST SW GRANDVILLE MI, 06/2024, W2 EMPLOYEE, TITLE EXAMINER, NIR, 56 HR/MO 56 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-08 |
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