David Leonard Schmitz

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Rosemount, MN

Previous Registrations

• 2014-01-09 → 2023-09-01
  Osaic Services, Inc.
  Rosemount, MN
  Phoenix, AZ
  Estero, FL
  Golden Valley, MN

Other Businesses

1) SCHMITZ FINANCIAL SERVICES, INC. POSITION: Other - President NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/02/1988 ADDRESS: 2100 126th St W, Rosemount MN 55068, United States DESCRIPTION: Assist people with financial decisions. 2) SCHMITZ REAL ESTATE, LLC POSITION: Other - President NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/04/2004 ADDRESS: 2100 126th St W, Rosemount MN 55068, United States DESCRIPTION: Own some property that is set it up as a LLC. 3) NORTH 20 BREWING COMPANY POSITION: TREASURER NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2019 ADDRESS: 2100 126th Street West, Rosemount MN 55068, United States DESCRIPTION: My two sons, Christian and Jordan, my brother-in-law, Daniel and myself have opened a nano-brewery to be run at 12296 Bacardi Ave W, Rosemount, MN 55068. We opened to the public on July 1, 2022.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-09-12