Mark S Squairs

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1997 → 06/2017
  Guardian Life Insurance Co. Of America
  East Syracuse, NY
• 05/1999 → 06/2017
  Park Avenue Securities Llc
  East Syracuse, NY
• 06/2017 → 07/2017
  Guardian Life Insurance
  Syracuse, NY
• 06/2017 → 07/2017
  Park Avenue Securities
  Syracuse, NY
• 07/2017 → 07/2020
  Cadaret, Grant & Co., Inc.
  Dewitt, NY
• 07/2020 → 09/2023
  Sagepoint Financial, Inc.
  Syracuse, NY
• 09/2023 → Present
  Osaic Wealth, Inc.
  Syracuse, NY

Previous Registrations

• 2021-06-06 → 2023-09-01
  Osaic Services, Inc.
  Syracuse, NY

Other Businesses

1. SQUAIRS PLANNING SERVICES, LLC (DBA: HOLISTIC FINANCIAL SOLUTIONS) POSITION: Senior Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/14/2017 ADDRESS: 225 Wilkinson Street, Suite 107, Syracuse NY 13204, United States DESCRIPTION: Planner 2. SQUAIRS PLANNING SERVICES, LLC POSITION: agent/broker NATURE: I offer clients life insurance, LTC & disability insurance and any client services required with these products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/1984 ADDRESS: 225 Wilkinson St, Syracuse NY 13204, United States DESCRIPTION: sales & service associated with these non registered products

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-04-16

Other Names

• Mark Stephen Squairs