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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-10-26 |
| OH | RA | APPROVED | 2009-06-01 |
Branch Locations
4380 Buckeye Lane Suite 200, Beavercreek, OH 45440 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Centerville | OH | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
- TO SERVE ON THE BOARD OF TRUSTEES WITH THE DAYTON, OHIO HABITAT FOR HUMANITY.4- BOARD MEMBER DAYTON CHAMBER OF COMMERCE.5- CITY COUNCIL MEMBER AND DEPUTY MAYOR-CITY OF CENTERVILLE OH. 6-7. DAYTON OHIO HABITAT FOR HUMANITY AT-LARGE MEMBER, EXECUTIVE COMMITTEE).3- INVESTMENT COMMITTEE MEMBER HOPE UNITED METHODIST CHURCH.4- BOARD MEMBER DAYTON CHAMBER OF COMMERCE.5- CITY COUNCIL MEMBER AND DEPUTY MAYOR-CITY OF CENTERVILLE OH. 6-COUNCIL MEMBER SERVING ON THE CITY COUNCIL OF CENTERVILLE OHIO. - GRANDVIEW FOUNDATION / FINANCE COMMITTEE;RAISE AND DISTRIBUTE FUNDS TO ENHANCE OSTEOPATHIC MEDICAL EDUCATION, SUPPORT THE PROGRAM, EQUIPMENT AND FACILITY NEEDS OF GRANDVIEW AND SOUTHVIEW HOSPITALS AND IMPROVE THE QUALITY OF LIFE OF THE PEOPLE IN THE COMMUNITIES WE SERVE.; 05/2014; 1 DURING 0 OUTSIDE; - Rental Property; Investment related; Columbus, OH; Rental Property Ownership; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 0; After business hours: 1; purchasing a rental property for future cash flow and appreciation. *194233 - Grandview Foundation; Not Investment related; Dayton, OH; Charity / Private Foundation; Board of Trustees and Finance Committee Member (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 1; After business hours: 0; Review the Foundation's business and do strategic planning. The finance committee makes recommendations to the Board of Trustees. The Board then discusses and votes on any specific matters. *383647 - City of Centerville, Ohio; Investment related - No; Govern the city; Candidate for Office, Elected or Appointed Official (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-25 |
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