Stacy Wade Spearman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-09-24
VA	RA	APPROVED	2018-09-24
TX	RA	APPROVED_RES	2018-02-28
MS	RA	APPROVED	2014-02-10

NJ RA
APPROVED

Since 2018-09-24
VA RA
APPROVED

Since 2018-09-24
TX RA
APPROVED_RES

Since 2018-02-28
MS RA
APPROVED

Since 2014-02-10

Branch Locations

309 Hwy 15 North, Pontotoc, MS 38863 • United States

209 Troy Street, Tupelo, MS 38802 • United States

2751 W Main Street, Tupelo, MS 38801 • United States

3002 Mccullough Blvd, Belden, MS 38826 • United States

1069 Highland Colony Pkwy, Ridgeland, MS 39157 • United States

544 Veterans Blvd, Calhoun City, MS 38916 • United States

300 E Bankhead St, New Albany, MS 38652 • United States

701 Coulter Dr, New Albany, MS 38652 • United States

1001 S Gloster St, Tupelo, MS 38801 • United States

164 Veterans Blvd S, Tupelo, MS 38804 • United States

210 Industrial Rd, Tupelo, MS 38801 • United States

3680 N Gloster St, Tupelo, MS 38804 • United States

5033 Raymond St, Verona, MS 38879 • United States

905 Main Street, Colubus, MS 39705 • United States

3330 S. Liberty St, Canton, MS 39046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Tupelo	MS	04/2007	Present

04/2007 → Present

Lpl Financial Llc

Tupelo, MS

Other Businesses

(1) 09/03/2014: RENASANT FINANCIAL SERVICES - INV REL - RENASANT BANK, 1309 STRATFORD RD S E, DECATUR AL 35601 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS): RENASANT FINANCIAL SERVICES - START 09/02/2014 - NO TIME SPENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-06
S63	Uniform Securities Agent State Law Examination	1999-01-04

S66 Uniform Combined State Law Examination

2014-02-06
S63 Uniform Securities Agent State Law Examination

1999-01-04

View on SEC IAPD