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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-09
NY RA APPROVED 2021-06-09
  • NJ RA
    APPROVED
    Since 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

140 Adams Ave, Hauppauge, NY 11788 • United States

120 Broad Hollow Rd., Farmingdale, NY 11735 • United States

845 Franklin Avenue, Garden City, NY 11530 • United States

50 Jericho Quadrangle, Jericho, NY 11753 • United States

45 Eisenhower Dr Ste 400, Paramus, NJ 07652 • United States

140 Adams Ave., Suites A1 & 2, Hauppauge, NY 11788 • United States

12 Atlantic Ave., Oceanside, NY 11572 • United States

Farmingdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Oceanside NY 12/2005 06/2021
Lpl Financial Llc Oceanside NY 06/2021 Present
  • 12/2005 → 06/2021
    M&T Securities
    Oceanside, NY
  • 06/2021 → Present
    Oceanside, NY
Previous Registrations
  • 2011-04-27 → 2021-06-09
    M&T Securities, Inc.
    Farmingdale, NY
    Fishkill, NY
    Brooklyn, NY
    Paramus, NJ
    Garden City, NY
    Brooklyn, NY
    Jericho, NY
    Hauppauge, NY
    Oceanside, NY
    Hauppauge, NY
    Garden City, NY
    Farmingdale, NY
    Melville, NY
    Bohemia, NY
    Jericho, NY
    Bohemia, NY
    Brooklyn, NY
    Garden City, NY
    Melville, NY
    Farmingdale, NY
    Hauppauge, NY
    Garden City, NY
    Paramus, NJ
    Jericho, NY
    Paramus, NJ
    Hauppauge, NY
    Baltimore, MD
  • 1996-09-18 → 2005-11-29
    Chase Investment Services Corp.
    Oceanside, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-25
S63 Uniform Securities Agent State Law Examination 1984-08-20
  • S65 Uniform Investment Adviser Law Examination
    1997-10-25
  • S63 Uniform Securities Agent State Law Examination
    1984-08-20

View on SEC IAPD

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