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George Michael Weingartner

LPl Financial LLC

Rye Brook, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
TX RA APPROVED_RES 2018-02-14
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2018-02-14

Branch Locations

800 Westchester Ave Ste 641-N, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 09/2000 02/2018
Lpl Financial Llc Norwalk CT 02/2018 Present
  • 09/2000 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → Present
    Lpl Financial Llc
    Norwalk, CT
Previous Registrations
  • 2001-03-09 → 2018-02-21
    Invest Financial Corporation
    Norwalk, CT
    Stamford, CT
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1984-07-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1984-07-24

View on SEC IAPD

Other Firms

SCHULTZE ASSET MANAGEMENT, LP
MEYER HANDELMAN COMPANY LLC
RESOLUTION CAPITAL (US) LIMITED
HAWKS POINT CAPITAL PARTNERS LLC
OXLER PRIVATE WEALTH
CADENT ENERGY PARTNERS
BEACON FINANCIAL ADVISORS
CAMP EIGHT MANAGEMENT, INC.

Other Investors

JESSICA MICHELLE DEMLER
MARTHA L RAGHUNAUTH
MASAHIRO ALBERTO YAMAZAKI
JONATHAN MARC NADLER
Connor Brett Abernathy
BENJAMIN DAVIS ROBINS
RONALD M ROBINS
Jason Auerbach

Other Offices

SCHULTZE ASSET MANAGEMENT, LP · RYE BROOK, NY
MEYER HANDELMAN COMPANY LLC · RYE BROOK, NY
RESOLUTION CAPITAL (US) LIMITED · RYE BROOK, NY
HAWKS POINT CAPITAL PARTNERS LLC · RYE BROOK, NY
OXLER PRIVATE WEALTH · RYE BROOK, NY
CADENT ENERGY PARTNERS · RYE BROOK, NY
BEACON FINANCIAL ADVISORS · RYE BROOK, NY
CAMP EIGHT MANAGEMENT, INC. · RYE BROOK, NY

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