Lisa Scott Lagorio

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → 11/2017
  Sterling Financial Services, Inc.
  Livermore, CA
• 02/2009 → 11/2017
  National Planning Corporation
  Livermore, CA
• 11/2017 → 06/2024
  Securities America, Inc.
  Livermore, CA
• 11/2017 → 06/2024
  Securities America Advisors
  Livermore, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Livermore, CA

Previous Registrations

• 2017-11-15 → 2024-06-14
  Securities America Advisors, Inc.
  Livermore, CA
• 2009-02-18 → 2017-11-16
  National Planning Corporation
  Liverrmore, CA
  Alameda, CA
  El Segundo, CA
• 2001-07-20 → 2013-12-31
  Sterling Financial Services, Inc.
  Pleasanton, CA
  Walnut Creek, CA
  San Ramon, CA
• 1997-07-08 → 2009-03-04
  Osaic Wealth, Inc.
  San Ramon, CA
  San Ramon, CA
  Pleasanton, CA

Other Businesses

1. CORNICE PROPERTIES POSITION: Owner NATURE: Rental property management. Collecting rents, paying related bills, taxes, some utilities and maintenance. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/25/2011 ADDRESS: 2240 Third St, Livermore CA 94550 DESCRIPTION: Please see "Nature of OBA" above. 2. LISA LAGORIO CFP POSITION: Owner/producer NATURE: Life insurance and fixed annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/1988 ADDRESS: 2240 Third St, Livermore CA 94550 DESCRIPTION: research of Life/annuity policies for an appropriate fit for my client. Manage and monitor the policies after they are sold. 3. PERDROZZI SCHOLARSHIP FOUNDATION POSITION: Finance Committee member NATURE: The Pedrozzi Scholarship Foundation awards scholarships to graduates of the 4 high schools of the Livermore Valley Joint Unified School District INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2013 ADDRESS: 1040 Florence Rd, Livermore CA 94550 DESCRIPTION: As a finance committee member I meet with other committee members once a month. We oversee the investment account held at Schwab under the management of the Representative from the DFA for the account. We meet with this representative once a year. We also develop the annual budget and review the foundation's financials each month. 4. COLUMBUS ADVISORS POSITION: Associate NATURE: DBA for Investment Advisory Firm-Columbus Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2022 ADDRESS: 505 Beach Street, Suite 220, San Francisco CA 94133 DESCRIPTION: Discussions and solutions of client scenarios, product training and sales and marketing support

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-13

Designations

• Certified Financial Planner

Other Names

• Lisa Scott Helmick