Gareth Edward Rich

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1990 → 01/2025
  Lincoln Financial Advisors Corporation
  Agoura Hills, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Agoura Hills, CA

Previous Registrations

• 1997-07-08 → 2025-01-24
  Osaic Fa, Inc.
  Agoura Hills, CA
  Agoura Hills, CA

Other Businesses

1) GARETH RICH 5210 LEWIS ROAD, SUITE 5 AGOURA HILLS, CA CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: SELF/AGENT DUTIES: OFFER ACCIDENT, HEALTH DISABILITY AND TRADITIONAL LIFE INSURANCE;STRUCTURED SETTLEMENTS; HEALTH SAVINGS ACCOUNTS, FIXED AND INDEXED ANNUITIES START DATE: 2/1984 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 40 2) GARETH RICH 518 ELIADA HOME RD ASHEVILLE, NC CATEGORY: REAL ESTATE RENTAL INVESTMENT-RELATED: YES TITLE: SELF DUTIES: OWN AND MANAGE RESIDENTIAL RENTAL PROPERTY START DATE: 12/2011 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 1 3) GARETH RICH TRUSTEE OF CAROLL RICH TRUST 5210 LEWIS ROAD, SUITE 5 AGOURA HILLS, CA CATEGORY: FIDUCIARY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED: NO TITLE: TRUSTEE DUTIES: MANAGE AND DISTRIBUTE ASSETS IN FAMILY MEMBER TRUST START DATE: 2/2009 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 4) GARETH RICH TRUSTEE OF MARY RICH TRUST 5210 LEWIS ROAD, SUITE 5 AGOURA HILLS, CA CATEGORY: FIDUCIARY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED: NO TITLE: TRUSTEE DUTIES: MANAGE AND DISTRIBUTE ASSETS IN FAMILY MEMBER TRUST START DATE: 2/2009 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 5) RAW LAND POSITION: property owner NATURE: Land held with no improvements via grant deed INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2026 ADDRESS: Raw land no address, Blue Ridge GA 30513, United States DESCRIPTION: Oversee land management on raw land which requires hay to be baled and occasional timber to be cut.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-06-02

Designations

• Certified Financial Planner

Other Names

• Gary Rich