Frederick Dooley Johnson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → 11/2018
  John Hancock Life Insurance Co
  Burbank, CA
• 12/1996 → 11/2018
  Signator Investors, Inc.
  Nashville, TN
• 11/2018 → Present
  Osaic Wealth, Inc,
  Anaheim, CA

Previous Registrations

• 1998-03-25 → 2018-11-02
  Signator Investors, Inc.
  Woodland Hills, CA
  Anaheim, CA
  Orange, CA
  Nashville, TN

Other Businesses

1) JOHNSON FAMILY TRUST DATE 6-24-11 POSITION: trustee NATURE: Personal family living trust that I am the trustee of. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2011 ADDRESS: 422 Gordon Terrace, PASADENA CA 91105-1425, United States DESCRIPTION: and making personal investment decisions 2) FREDERICK JOHNSON - FIXED INSURANCE POSITION: broker NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/1996 ADDRESS: 422 Gordon Terrace, Pasadena CA 91105, United States DESCRIPTION: sales/marketing of fixed annuities and non-variable insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-14
• S63 Uniform Securities Agent State Law Examination
  1996-08-29

Designations

• Chartered Financial Consultant

Other Names

• Fred Johnson
• Frederick D Johnson