Gregory Thomas Cimmino

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2026-02-20
CT	RA	APPROVED	2013-12-12

UT RA
APPROVED

Since 2026-02-20
CT RA
APPROVED

Since 2013-12-12

Branch Locations

Francis, UT • United States

333 Church St 3Rd Floor, Naugatuck, CT 06770 • United States

Iic

7 West Square Lake Road, Bloomfield Hills, MI 48302 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2026-01-26
CT	RA	APPROVED	2013-09-20

UT RA
APPROVED

Since 2026-01-26
CT RA
APPROVED

Since 2013-09-20

Branch Locations

Francis, UT • United States

7 West Square Lake Road, Bloomfield Hills, MI 48302 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Iic (Institutional Investment Consulting)	Francis	UT	08/2013	Present
Lpl Financial Llc	Francis	UT	11/2013	Present

08/2013 → Present

Iic (Institutional Investment Consulting)

Francis, UT
11/2013 → Present

Lpl Financial Llc

Francis, UT

Previous Registrations

2005-09-06 → 2013-11-25

Cantella & Co., Inc.

Waterbury, CT

Waterbury, CT
2002-01-02 → 2005-09-07

New England Securities

Norwalk, CT

Other Businesses

1. 1/2019 - ROSE THOMAS PARTNERSHIP, LLC LOCATED AT 191 FALCON CREST ROAD MIDDLEBURY, CT 06762 - FOR ACCOUNTING PURPOSES ONLY - BUSINESS ENTITY FOR TAX PURPOSES ONLY - 0% OF TIME SPENT DURING SECURITY TRADING HOURS. 2. 7/10/2018 - Institutional Investment Consulting (IIC) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:09/01/2013 - 128 Hours Per Month/128 Hours During Trading - Time Spent: 80% - I provide consulting services through Institutional Investment Consulting (IIC), an independent investment advisor firm. I started this business activity in 09/2013. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 09/19/2019 - Institutional Investment Consulting (IIC) - Investment related - At reported business location(s) - Registered Investment Advisor - start date:09/13/2019 - 160 hrs/mo - 6 hrs during trading - IAR - I provide financial planning and consulting services through Institutional Investment Consulting, an independent investment advisor firm. I started this business activity in 9/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-22
S63	Uniform Securities Agent State Law Examination	1984-12-19

S65 Uniform Investment Adviser Law Examination

1999-11-22
S63 Uniform Securities Agent State Law Examination

1984-12-19

Designations

View on SEC IAPD