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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-06-01 |
| FL | RA | APPROVED | 2022-05-27 |
| TX | RA | APPROVED_RES | 2022-05-26 |
Branch Locations
250 E 96Th St Ste 580, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Indianapolis | IN | 06/2012 | 05/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 05/2022 |
| Ameriprise Financial Services | Carmel | IN | 05/2022 | 05/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 05/2022 |
| Ameriprise Financial Services, Llc | Carmel | IN | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Carmel | IN | 05/2022 | Present |
Real Estate Ownership; Single Family; 24192 Spartina Dr, , Venice, FL, 34293; Not Investment-Related; 09/03/2024. Business Ownership; J Spaff LLC; Owner; Real Estate; 24192 Spartina Dr, , Venice, FL, 34293; Not Investment-Related; 09/03/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-06 |
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