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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-22
  • FL RA
    APPROVED
    Since 2024-01-22

Branch Locations

1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management Securities Llc New York NY 05/2014 05/2020
Lazard Asset Management Llc New York NY 05/2014 05/2020
First Republic Securities Company,Llc Boston MA 06/2020 09/2023
First Republic Investment Management, Inc Palm Beach Gardens FL 06/2020 Present
J.P. Morgan Securities Llc Boston MA 09/2023 Present
Jpmorgan Chase Bank, N.A. Boston MA 09/2023 Present
  • 05/2014 → 05/2020
    Lazard Asset Management Securities Llc
    New York, NY
  • 05/2014 → 05/2020
    Lazard Asset Management Llc
    New York, NY
  • 06/2020 → 09/2023
    First Republic Securities Company,Llc
    Boston, MA
  • 06/2020 → Present
    First Republic Investment Management, Inc
    Palm Beach Gardens, FL
  • 09/2023 → Present
    Boston, MA
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
Previous Registrations
  • 2021-12-15 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    Boston, MA
    Palm Beach Gardens, FL
  • 2011-12-14 → 2014-04-11
    Los Angeles, CA
Other Businesses

Entity Name: Blue Hot Yoga Studio Investment related: No Address: 644 Humphrey St. Swampscott, MA 01907 Nature of the other business: Yoga Position/Title/Relationship: Owner/Partner Start Date: 01/01/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is small yoga studio run by me and 3 partners in a not for profit manner. Name: Blue Yoga Group LLC Address: Swampscott, MA Investment-related: No Nature of the business: yoga studio Role: One of six Founders Start Date: Jan 2019 Description of duties: Number of hours each month: Number of hours during trading:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-26
S63 Uniform Securities Agent State Law Examination 1985-01-17
  • S65 Uniform Investment Adviser Law Examination
    2007-06-26
  • S63 Uniform Securities Agent State Law Examination
    1985-01-17
Other Names
  • Janet Lynn Casale
  • Janet Casale Sweeney

View on SEC IAPD

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