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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-22 |
Branch Locations
1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States
3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lazard Asset Management Securities Llc | New York | NY | 05/2014 | 05/2020 |
| Lazard Asset Management Llc | New York | NY | 05/2014 | 05/2020 |
| First Republic Securities Company,Llc | Boston | MA | 06/2020 | 09/2023 |
| First Republic Investment Management, Inc | Palm Beach Gardens | FL | 06/2020 | Present |
| J.P. Morgan Securities Llc | Boston | MA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 09/2023 | Present |
Entity Name: Blue Hot Yoga Studio Investment related: No Address: 644 Humphrey St. Swampscott, MA 01907 Nature of the other business: Yoga Position/Title/Relationship: Owner/Partner Start Date: 01/01/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is small yoga studio run by me and 3 partners in a not for profit manner. Name: Blue Yoga Group LLC Address: Swampscott, MA Investment-related: No Nature of the business: yoga studio Role: One of six Founders Start Date: Jan 2019 Description of duties: Number of hours each month: Number of hours during trading:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-17 |
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