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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-11-09
  • MN RA
    APPROVED
    Since 2020-11-09

Branch Locations

40 Chestnut St W, Annandale, MN 55302 • United States

700 State Hwy 24 N., Clearwater, MN 55320 • United States

220 State Hwy 55 N., Maple Lake, MN 55358 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Central Bank (Formerly Annandale State Bank) Annandale MN 09/2011 Present
Cetera Investment Services St. Cloud MN 09/2011 11/2020
Cetera Investment Advisers Llc Annandale MN 01/2014 10/2020
Lpl Financial Llc Annandale MN 11/2020 Present
  • 09/2011 → Present
    Lake Central Bank (Formerly Annandale State Bank)
    Annandale, MN
  • 09/2011 → 11/2020
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → 10/2020
    Annandale, MN
  • 11/2020 → Present
    Annandale, MN
Previous Registrations
Other Businesses

1)11/9/2020- Lake Central Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 11/14/2023 - Lake Central Investments - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2023 - 0 Hrs/Mo

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-24
  • S63 Uniform Securities Agent State Law Examination
    1993-11-24
Other Names
  • John Lyndon Volden
  • John Lyndon Volden

View on SEC IAPD

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