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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

62 Main Street Suite 110, Colleyville, TX 76034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Addison TX 06/2007 01/2025
Osaic Wealth, Inc. Colleyville TX 01/2025 Present
  • 06/2007 → 01/2025
    Lincoln Financial Advisors Corporation
    Addison, TX
  • 01/2025 → Present
    Colleyville, TX
Previous Registrations
  • 2007-07-11 → 2025-01-24
    Osaic Fa, Inc.
    Addison, TX
    Colleyville, TX
  • 2006-09-01 → 2007-02-27
    Plano, TX
Other Businesses

1. PLANO YOUTH SOCCER ASSOCIATION, 14332 MONFORT DR. 3407 DALLAS, TX 75254 CATEGORY: INSTRUCTOR, COACH OR OFFICIAL INVESTMENT-RELATED: NO TITLE: OFFICIAL DUTIES: ASSIGN SOCCER REFEREES TO REFEREE GAMES IN THE PLANO LABOR DAY TOURNAMENT. START DATE: 8/31/2002 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0 2. JOHN NAVARRO, III, 62 MAIN STREET, SUITE 110, ADDISON, TX 76034 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH, DISABILITY, AND TRADITIONAL LIFE INSURANCE; FIXED AND EQUITY-INDEXED ANNUITIES; HEALTH SAVINGS ACCOUNTS; AND LIFE SETTLEMENTS. START DATE: 07/01/07 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 3. John Navvaro III, 4109 Furneaux Lane Carrollton, TX Category: Sport official Investment-Related: No Title: Referee Assignor Duties: Help organize soccer referees for a weekend youth soccer tournament in March and August. Start Date: 3/2016 Hours per month: 10 Hours per month during trading hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-08
S63 Uniform Securities Agent State Law Examination 2006-04-27
  • S65 Uniform Investment Adviser Law Examination
    2006-05-08
  • S63 Uniform Securities Agent State Law Examination
    2006-04-27

View on SEC IAPD

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