Kevin Joseph Schaefer

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 06/2011 → 08/2019
  Bank Of America, N.A.
  San Francisco, CA
• 08/2019 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Previous Registrations

• 2011-05-20 → 2019-08-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 2009-06-01 → 2011-05-27
  Morgan Stanley
  San Francisco, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Francisco, CA
• 2007-01-26 → 2007-04-02
  Morgan Stanley Dw Inc.
  San Francisco, CA
• 1997-07-08 → 2007-02-05
  Ubs Financial Services Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

GREYLODGE APARTMENTS, LLC; INVESTMENT RELATED; CONCORD,CA; 100% OWNERSHIP; START 8/16/2019; NUMBER OF HOURS PER MONTH 4; NUMNBER OF HOURS DURING TRADING 0; OVERVIEW. LAGUNA PALMS APARTMENTS,LLC; INVESTMENT RELATED; CONCORD,CA; 100% OWNERSHIP; START 8/16/2019; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; PAYING BILLS. CAMBRIDGE PARK KS,LLC; INVESTMENT RELATED; CONCORD,CA; 100% OWNERSHIP; START 8/16/2019; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; PAYING BILLS. 2524 CAMARA CIRCLE KS,LLC; INVESTMENT RELATED; CONCORD,CA; 100% OWNERSHIP; START 8/16/2019; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; PAYING BILLS. RENTAL PROPERTY; INVESTMENT RELATED; CONCORD,CA; 100% OWNERSHIP; START 8/16/2019; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; PAY BILLS. RENTAL PROPERTY; INVESTMENT RELATED; CONCORD,CA; 100% OWNERSHIP; START 8/16/2019; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; PAY BILLS. RENTAL PROPERTY (DETROIT); INV RELATED; CONCORD, CA; 100% OWNERSHIP; START DATE 2/14/2024; 10 HOURS PER MONTH; 0 DURING TRADING; OVERSIGHT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-19
• S63 Uniform Securities Agent State Law Examination
  1984-07-24