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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-15 |
| MN | RA | APPROVED | 2013-12-20 |
| CA | RA | APPROVED | 2007-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Bloomington | MN | 03/2007 | Present |
1.03/14/07 - DBA - RIVER VALLEY WEALTH MANAGEMENT, INC. 2. 07/10/07 - NON-VARIABLE INSURANCE: LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED ANNUITIES / 25% TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-01 |
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