John Edward Fleming

Current Employers

Employment History

• 03/2005 → Present
  Vip Ventures, Llc
  Altoona, PA
• 01/2016 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 01/2016 → 11/2020
  First Allied Advisory Services, Inc
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Altoona, PA

Previous Registrations

• 2016-01-28 → 2020-11-12
  First Allied Advisory Services, Inc.
  Altoona, PA
  San Diego, CA
• 2007-10-17 → 2016-01-29
  1St Global Advisors Inc
  Altoona, PA
• 1998-06-01 → 2005-08-03
  Hancock Capital Management, Inc.
  Altoona, PA

Other Businesses

1. NARCISSUS; OWNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 01/23/1998 2. PRINCETON DEVELOPMENT GROUP, LLC; PARTNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 09/27/2005 3. VIP FINANCIAL MATTERS (INSURANCE); AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 05/05/2005. 4. V.I.P TAX MATTERS LLC; SOLE MEMBER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE 10/15/2012; 4 HOURS PER MONTH. 5. V.I.P TAX MATTERS LLC; SOLE MEMBER; DBA (ONLY OFFERS FIRST ALLED PRODUCTS/SERVICES); START DATE 05/05/2005; 160 HOURS PER MONTH. 6. 1902 MARKET SQUARE, LP; MANAGER; START DATE 01/01/2008; 0 HOURS PER MONTH. 7. 1902 MANAGEMENT LLC; MEMBER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 01/01/2008; O HOURS PER MONTH. 8. SYLVAN EAST HEIGHTS, LLC; PARTNER; REAL ESTATE(AGENT/BROKER/DEVELOPER); START DATE 05/01/2018; 20 HOURS PER WEEK. 9. LAW AND MONEY MATTERS DBA FLEMING LAW OFFICE, PLLC; ATTORNEY; ATTORNEY/PARALEGAL/NOTARY SERVICES; START DATE: 08/01/2021; 160 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-24
• S63 Uniform Securities Agent State Law Examination
  1984-09-11

Designations

Other Names

• Jeff Fleming