Barry Glen Steinberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2004-07-28

IL RA
APPROVED

Since 2004-07-28

Branch Locations

Deerfield, IL • United States

790 Estate Dr 2Nd Floor, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	11/1998	Present
Cetera Investment Advisers Llc	Schaumburg	IL	07/2004	Present
Abrams & Steinberg	Buffalo Grove	IL	11/1992	Present
Steinberg & Associates Wealth Management	Deerfield	IL	07/2017	Present

11/1998 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
07/2004 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
11/1992 → Present

Abrams & Steinberg

Buffalo Grove, IL
07/2017 → Present

Steinberg & Associates Wealth Management

Deerfield, IL

Other Businesses

1) ABRAMS & STEINBERG, P.C. - NOT INVESTMENT RELATED; SAME AS REGISTERED LOCATION; TAX & ACCOUNTING PRACTICE; STARTED 11/1/92; 40+ HRS/WK DURING TRADING HOURS; MANAGE TAX & ACCOUNTING PRACTICE WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, 50% OWNER -PARTNERS: BRUCE ABRAMS (50%) 2) 2.NAME OF OTHER BUSINESS: STEINBERG & ASSOCIATES WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR BRIEF DESCRIPTION OF DUTIES: DBA FOR INVESTMENTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-06
S63	Uniform Securities Agent State Law Examination	1999-01-19

S65 Uniform Investment Adviser Law Examination

2004-07-06
S63 Uniform Securities Agent State Law Examination

1999-01-19

View on SEC IAPD