Joseph Justin Buska

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-07
AZ	RA	APPROVED	2024-12-06
MN	RA	APPROVED	2013-12-10

TX RA
APPROVED_RES

Since 2025-01-07
AZ RA
APPROVED

Since 2024-12-06
MN RA
APPROVED

Since 2013-12-10

Branch Locations

5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416 • United States

14850 North Scottsdale Road Suite 450, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Golden Valley	MN	12/2006	Present

12/2006 → Present

Stifel, Nicolaus & Company, Incorporated

Golden Valley, MN

Other Businesses

Nu Shoe Inc., 8534 Siempre Viva Rd, San Diego, CA 92154, Shoe Repair; Director; Advise CEO on Business Strategy; 5/26/1995; 2 hr/yr; Not During Securities Trading Hours; Not Investment Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-02-05
S63	Uniform Securities Agent State Law Examination	1984-07-13

S65 Uniform Investment Adviser Law Examination

2007-02-05
S63 Uniform Securities Agent State Law Examination

1984-07-13

View on SEC IAPD