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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
MD RA APPROVED 2009-01-16
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • MD RA
    APPROVED
    Since 2009-01-16

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Timonium MD 01/2009 Present
Bank Of America,Na Timonium MD 11/2009 Present
  • 01/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Timonium, MD
  • 11/2009 → Present
    Bank Of America,Na
    Timonium, MD
Previous Registrations
  • 2007-04-02 → 2009-01-20
    Morgan Stanley & Co. Llc
    Hunt Valley, MD
  • 2000-10-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Hunt Valley, MD
    Lutherville, MD
Other Businesses

I*131298 For profit or not for profit: Non-Profit Organization Name of outside business organization: Notre Dame Preparatory School Investment related: N Address of business: Towson, Maryland 21286 Nature of business: Other, It's a school Position, title, association: Start date of relationship: 09/15/2019 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: Private girls middle and high school. This is a committee to vet fundraising ideas and initiatives and to help promote donations for the school. I*536244 For profit or not for profit: Entity Charitable Name of outside business organization: Roanoke College Lacrosse Legacy Committee Investment related: N Address of business: Salem, Virginia, 24153 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee"], [["Other"]] Start date of relationship: 10/1/2021 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , An advisory committee to assist the lacrosse program at Roanoke College in communication, recruiting and fundraising. I'm currently the co-chairman of the committee with no financial advisory capacity. I*5221293, Entity Type: Entity Charitable, Name of OBA: Parkinson's Empowerment Place, Address: Baltimore, Maryland, 21209, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/26/2026, No Hours: 48 Yearly, No Hours during Trading: 0 Yearly, Duties: To serve as a board member and advocate for Parkinson's Empowerment Place To provide a fun, safe and supportive environment to empower people living with Parkinson's to maximize their healthspan, quality of life, and build community by participating in PD specific exercise sessions, educational opportunities, support groups and functional skills training as well as having access to physical therapy.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-21
S63 Uniform Securities Agent State Law Examination 1984-07-19
  • S65 Uniform Investment Adviser Law Examination
    2000-09-21
  • S63 Uniform Securities Agent State Law Examination
    1984-07-19

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