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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-10 |
| MD | RA | APPROVED | 2009-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Timonium | MD | 01/2009 | Present |
| Bank Of America,Na | Timonium | MD | 11/2009 | Present |
I*131298 For profit or not for profit: Non-Profit Organization Name of outside business organization: Notre Dame Preparatory School Investment related: N Address of business: Towson, Maryland 21286 Nature of business: Other, It's a school Position, title, association: Start date of relationship: 09/15/2019 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: Private girls middle and high school. This is a committee to vet fundraising ideas and initiatives and to help promote donations for the school. I*536244 For profit or not for profit: Entity Charitable Name of outside business organization: Roanoke College Lacrosse Legacy Committee Investment related: N Address of business: Salem, Virginia, 24153 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee"], [["Other"]] Start date of relationship: 10/1/2021 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , An advisory committee to assist the lacrosse program at Roanoke College in communication, recruiting and fundraising. I'm currently the co-chairman of the committee with no financial advisory capacity. I*5221293, Entity Type: Entity Charitable, Name of OBA: Parkinson's Empowerment Place, Address: Baltimore, Maryland, 21209, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/26/2026, No Hours: 48 Yearly, No Hours during Trading: 0 Yearly, Duties: To serve as a board member and advocate for Parkinson's Empowerment Place To provide a fun, safe and supportive environment to empower people living with Parkinson's to maximize their healthspan, quality of life, and build community by participating in PD specific exercise sessions, educational opportunities, support groups and functional skills training as well as having access to physical therapy.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-19 |
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