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Thomas Roger Kirkpatrick

Thrivent Investment Management Inc.

Ontario, CA

Fontana, CA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-04
DC RA APPROVED 2023-03-06
OK RA APPROVED 2016-04-12
CA RA APPROVED 2004-01-29
  • TX RA
    APPROVED_RES
    Since 2025-07-04
  • DC RA
    APPROVED
    Since 2023-03-06
  • OK RA
    APPROVED
    Since 2016-04-12
  • CA RA
    APPROVED
    Since 2004-01-29

Branch Locations

3200 Inland Empire Blvd, Ontario, CA 91764 • United States

Fontana, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Ontario CA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-18
S63 Uniform Securities Agent State Law Examination 2002-08-29
  • S66 Uniform Combined State Law Examination
    2003-12-18
  • S63 Uniform Securities Agent State Law Examination
    2002-08-29
Other Names
  • Tom Kirkpatrick

View on SEC IAPD

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