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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-21
  • PA RA
    APPROVED
    Since 2024-03-21

Branch Locations

Sewickley, PA • United States

602 Baldwin Street, Bridgeville, PA 15017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Allison Park PA 08/1985 Present
Investors Capital Corporation Lynnfield MA 01/2002 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Burton Wealth Management Bridgeville PA 03/2016 Present
Amazon Sewickley PA 11/2019 06/2020
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 08/1985 → Present
    Self-Employed
    Allison Park, PA
  • 01/2002 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2016 → Present
    Burton Wealth Management
    Bridgeville, PA
  • 11/2019 → 06/2020
    Amazon
    Sewickley, PA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-01-10 → 2016-10-03
    Investors Capital Corp.
    Pittsburgh, PA
    Sewickley, PA
    Sewickley, PA
    Lynnfield, MA
    Lynnfield, MA
    Bridgeville, PA
    Sewickley, PA
    Bridgeville, PA
  • 2003-10-20 → 2004-12-31
    Eastern Point Advisors Inc.
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, & LONG TERM CARE; (2) NAME OF OTHER BUSINESS: BURTON WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR WEALTH MANAGEMENT, START DATE: 3/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: PRESIDENT, BRIEF DESCRIPTION OF DUTIES: DBA FOR ALL ACTIVITIES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-17
S63 Uniform Securities Agent State Law Examination 1984-09-20
  • S65 Uniform Investment Adviser Law Examination
    2003-10-17
  • S63 Uniform Securities Agent State Law Examination
    1984-09-20

View on SEC IAPD

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