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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-28 |
| GA | RA | APPROVED | 2010-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Gainesville | GA | 02/2010 | Present |
1. Notary Public of GA; 7021 Baker Cir Gainesville GA 30527; To provide notary service for Stifel clients in Gainesville, GA branch; Notarize documents; 03/11/2010; 1 hr/year; During security trading hours; Not Investment-Related 2. Cricks Properties LLC; 212 Green St NE, Gainesville, GA 30501; Limited Liability Corporation. Owns our Branch Building for Stifel ; Member 11.05% ownership; Check signing ability on Stifel account; 10/17/2011; 0 Hours per Year; Not during securities trading hours; Not Investment-Related. 3. Creekside Pest Control, LLC; 7021 Baker Circle Clermont GA 30527; Pest Control Service; Title: none; Keep records and authorized to sign checks; affiliation started 08/14/2017; 3.0 hours per week; not during securities trading hours; husband owns the business; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-17 |
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