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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-28
GA RA APPROVED 2010-02-04
  • TX RA
    APPROVED_RES
    Since 2020-05-28
  • GA RA
    APPROVED
    Since 2010-02-04

Branch Locations

212 Green Street Ne, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Gainesville GA 02/2010 Present
  • 02/2010 → Present
    Stifel Nicolaus & Co Inc
    Gainesville, GA
Previous Registrations
  • 2008-01-01 → 2010-02-04
    Gainesville, GA
  • 2003-05-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Gainesville, GA
    Gainesville, GA
    St. Louis, MO
Other Businesses

1. Notary Public of GA; 7021 Baker Cir Gainesville GA 30527; To provide notary service for Stifel clients in Gainesville, GA branch; Notarize documents; 03/11/2010; 1 hr/year; During security trading hours; Not Investment-Related 2. Cricks Properties LLC; 212 Green St NE, Gainesville, GA 30501; Limited Liability Corporation. Owns our Branch Building for Stifel ; Member 11.05% ownership; Check signing ability on Stifel account; 10/17/2011; 0 Hours per Year; Not during securities trading hours; Not Investment-Related. 3. Creekside Pest Control, LLC; 7021 Baker Circle Clermont GA 30527; Pest Control Service; Title: none; Keep records and authorized to sign checks; affiliation started 08/14/2017; 3.0 hours per week; not during securities trading hours; husband owns the business; not investment-related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-17
  • S63 Uniform Securities Agent State Law Examination
    1992-08-17
Other Names
  • Betty K Merck
  • Betty Kathryn Parrish
  • Betty Kathryn Lathem
  • Betty K Parrish
  • Betty K Pearrish
  • Kathryn L Merck

View on SEC IAPD

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