Raymond Robert Patsy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1999 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Woodbine, MD

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Woodbine, MD
  Rockville, MD
• 2001-03-16 → 2021-04-01
  Grove Point Investments, Llc
  Woodbine, MD
  Woodbine, MD

Other Businesses

1. 05/2025- D.A.R.&E- Non-profit volunteer (not on board)- Not INV Related- At Arlington, VA- Start date 08/01/2020- 15 Hours Per Month 2. 05/2025- Raymond Patsy and Associates, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/03/2000- 160 Hours Per Month- 160 Hours During Trading 3. 05/2025- Raymond R. Patsy, CFP- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/30/1983- 12 Hours Per Month- 6 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-01-02

Designations

• Certified Financial Planner