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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2025-09-15 |
| LA | RA | APPROVED | 2025-05-01 |
| FL | RA | APPROVED | 2024-05-14 |
| TX | RA | APPROVED_RES | 2024-05-13 |
| MI | RA | APPROVED | 2022-05-17 |
Branch Locations
2163 University Park Dr Suite 110, Okemos, MI 48864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 11/2015 | 05/2022 |
| Securian Financial Services Inc. | St. Paul | MN | 11/2015 | 05/2022 |
| Securian Financial Advisors Great Lakes | Dansville | MI | 11/2015 | 05/2022 |
| Osaic Wealth, Inc. | Okemos | MI | 03/2022 | Present |
1. WEALTH ADVISORS OF THE GREAT LAKES POSITION: Pres/CEO NATURE: Sole Proprietorship, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/23/2022 ADDRESS: 2163 University Park Drive, Suite 110, Okemos MI 48864, United States DESCRIPTION: Fixed insurance sales & service 2. BAY HARBOR TECHNOLOGIES, LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2024 ADDRESS: 8750 Dalton Road, Onsted MI 49265, United States DESCRIPTION: i have previously written childrens' books, I would like to share these books with grieving parents via Amazon.If there is ever any compensation from the sale of these books, I would need to disclose this via OBA. My new married name is Diana McIntosh, which I only use socially. (legally it remains Diana Pringle and will until I retire). I would list the author under my new married name, McIntosh, so there would be no confusion, as well.?
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-23 |
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