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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2025-09-15
LA RA APPROVED 2025-05-01
FL RA APPROVED 2024-05-14
TX RA APPROVED_RES 2024-05-13
MI RA APPROVED 2022-05-17
  • AK RA
    APPROVED
    Since 2025-09-15
  • LA RA
    APPROVED
    Since 2025-05-01
  • FL RA
    APPROVED
    Since 2024-05-14
  • TX RA
    APPROVED_RES
    Since 2024-05-13
  • MI RA
    APPROVED
    Since 2022-05-17

Branch Locations

Onsted, MI • United States

2163 University Park Dr Suite 110, Okemos, MI 48864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 11/2015 05/2022
Securian Financial Services Inc. St. Paul MN 11/2015 05/2022
Securian Financial Advisors Great Lakes Dansville MI 11/2015 05/2022
Osaic Wealth, Inc. Okemos MI 03/2022 Present
  • 11/2015 → 05/2022
    Minnesota Life
    St. Paul, MN
  • 11/2015 → 05/2022
    Securian Financial Services Inc.
    St. Paul, MN
  • 11/2015 → 05/2022
    Securian Financial Advisors Great Lakes
    Dansville, MI
  • 03/2022 → Present
    Okemos, MI
Previous Registrations
  • 2015-12-01 → 2022-05-25
    Securian Financial Services, Inc.
    Dansville, MI
    St Paul, MN
    Novi, MI
    Okemos, MI
Other Businesses

1. WEALTH ADVISORS OF THE GREAT LAKES POSITION: Pres/CEO NATURE: Sole Proprietorship, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/23/2022 ADDRESS: 2163 University Park Drive, Suite 110, Okemos MI 48864, United States DESCRIPTION: Fixed insurance sales & service 2. BAY HARBOR TECHNOLOGIES, LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2024 ADDRESS: 8750 Dalton Road, Onsted MI 49265, United States DESCRIPTION: i have previously written childrens' books, I would like to share these books with grieving parents via Amazon.If there is ever any compensation from the sale of these books, I would need to disclose this via OBA. My new married name is Diana McIntosh, which I only use socially. (legally it remains Diana Pringle and will until I retire). I would list the author under my new married name, McIntosh, so there would be no confusion, as well.?

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-29
S63 Uniform Securities Agent State Law Examination 1984-07-23
  • S66 Uniform Combined State Law Examination
    2015-10-29
  • S63 Uniform Securities Agent State Law Examination
    1984-07-23
Other Names
  • Diana Kay Lawler

View on SEC IAPD

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