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50 S Lasalle Street, Chicago, IL 60603-1008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-02-17 |
Branch Locations
11301 Us Hwy 1 Fl 33408, North Palm Beach, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Securities, Inc | West Palm Beach | FL | 02/2016 | Present |
| Northern Trust Bank | North Palm Beach | FL | 02/2016 | Present |
the name of the other business, Various musical ensembles as a bass player as an independent contractor. whether the business is investment-related, no the address of the other business, I use my home address, not an official "business" 8602 Tourmaline Blvd, Boynton Beach, FL 33472 the nature of the other business, Live music performance/entertainment your position, title, or relationship with the other business, Manager and performer the start date of your relationship, various band and gigs over the years. Started around 2010. the approximate number of hours/month you devote to the other business, ranges from 0 to 20 per month the number of hours you devote to the other business during securities trading hours, zero and briefly describe your duties relating to the other business. New business development to get gigs (unpaid), rehearsal time (unpaid), play bass in actual gigs (paid)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-06-01 |
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