Best Investors Account Sign in

Robert Fremont Thorndike

Prospera Financial Services, Inc.

Dallas, TX

Norfolk, VA

CRD 1284070

Claim This Profile
Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-10
VA RA APPROVED 2010-05-12
  • TX RA
    APPROVED_RES
    Since 2026-02-10
  • VA RA
    APPROVED
    Since 2010-05-12

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

711 W 21St Street, Norfolk, VA 23517 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Prospera Financial Services,Inc. Dallas TX 05/2010 Present
  • 05/2010 → Present
    Prospera Financial Services,Inc.
    Dallas, TX
Previous Registrations
  • 2009-04-23 → 2010-05-12
    Micg Investment Management, Llc
    Norfolk, VA
    Newport News, VA
    Newport News, VA
  • 1999-01-04 → 2009-04-24
    Norfolk, VA
    Norfolk, VA
Other Businesses

MR.THORNDIKE IS A BOARD MEMBER OF 31 HEROES PROJECT LOCATED AT 2109 THOROUGOOD ROAD #55436, VIRGINIA BEACH, VA 23455. SPENDING 1-9% OF HIS WEEKELY TIME NOT DURING MARKET HOURS NO COMP AT THIS TIME. MR. THORNDIKE IS AN INSURANCE AGENT FOR FITZWILLIAMS FINANCIAL LOCATED AT 860 GREENBREIR CIRCLE, #101 CHESAPEAKE, VA 23320. SPENDING 1-9% OF HIS WEEKELT TIME CONDUCTING THIS BUSINESS DURING MARKET HOURS. COMPENSATION IS 1-9% OF HIS ANNUAL INCOME. Dominion Capital Partners; Investment Related - YES; 711 W 21st Street, Norfolk, VA 23517; Advisor; Management; Start Date 04/2011; 160 Hours per Month; 130 During Trading Hours; Understand client goals - develop plan to reach through analysis and recommendations and monitoring of financial progress.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-30
S63 Uniform Securities Agent State Law Examination 1984-07-06
  • S65 Uniform Investment Adviser Law Examination
    2010-04-30
  • S63 Uniform Securities Agent State Law Examination
    1984-07-06

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Dallas, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor