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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-10 |
| VA | RA | APPROVED | 2010-05-12 |
Branch Locations
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES
711 W 21St Street, Norfolk, VA 23517 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services,Inc. | Dallas | TX | 05/2010 | Present |
MR.THORNDIKE IS A BOARD MEMBER OF 31 HEROES PROJECT LOCATED AT 2109 THOROUGOOD ROAD #55436, VIRGINIA BEACH, VA 23455. SPENDING 1-9% OF HIS WEEKELY TIME NOT DURING MARKET HOURS NO COMP AT THIS TIME. MR. THORNDIKE IS AN INSURANCE AGENT FOR FITZWILLIAMS FINANCIAL LOCATED AT 860 GREENBREIR CIRCLE, #101 CHESAPEAKE, VA 23320. SPENDING 1-9% OF HIS WEEKELT TIME CONDUCTING THIS BUSINESS DURING MARKET HOURS. COMPENSATION IS 1-9% OF HIS ANNUAL INCOME. Dominion Capital Partners; Investment Related - YES; 711 W 21st Street, Norfolk, VA 23517; Advisor; Management; Start Date 04/2011; 160 Hours per Month; 130 During Trading Hours; Understand client goals - develop plan to reach through analysis and recommendations and monitoring of financial progress.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-06 |
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