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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED | 2016-07-18 |
Branch Locations
295 Woodcliff Drive, Fairport, NY 14450 • United States
Rochester, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Rochester | NY | 07/2016 | Present |
1. NY STATE NOTARY; NOTARIZING DOCUMENTS; AFFILIATION STARTED 07/07/1995; 1 HOUR PER MONTH; DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-23 |
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