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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-27 |
| CA | RA | APPROVED | 2009-03-20 |
Branch Locations
3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States
Thousand Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westlake Village | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 11/2016 | Present |
CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; THOUSAND OAKS, CA; START DATE 11/2020; 1 HR PER MONTH; 1 HR DURING TRADING. CO-EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; THOUSAND OAKS, CA; START DATE: 10/24/2022; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-26 |
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