Shelly Ann Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 05/2025
  Triad Global Asset Management
  Los Angeles, CA
• 03/2019 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Rolling Hills Estates, CA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Rolling Hills Estates, CA
  Rockville, MD
• 2019-05-29 → 2021-04-01
  Grove Point Investments, Llc
  Rolling Hills Estates, CA
• 2009-07-02 → 2010-05-24
  Cantella & Co., Inc.
  Hermosa Beach, CA
  Los Angeles, CA
  Malden, MA

Other Businesses

1- 05/2025 - Triad Global Asset Management - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 01/04/2006 - 58 hours per month/ 16 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-06-02
• S65 Uniform Investment Adviser Law Examination
  1992-11-23

Designations

• Certified Financial Planner

Other Names

• Shelly Williams
• Shelly Ann Woodall
• Shelly Ann Woodall