Brian Arthur Vance

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Raymond James Financial Services, Inc
  Westlake Hills, TX
• 02/2015 → 12/2016
  Travis County Emergency Service District #5
  Manchaca, TX

Previous Registrations

• 2008-01-01 → 2009-10-19
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 2002-12-12 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Austin, TX
  Austin, TX
  St. Louis, MO

Other Businesses

(1)Name of Business: Ben Hur Shrine Address: 7811 Rockwood Lane, Austin, TX, 78757, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/20/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor the Board of Directors on financial and Investment matters (2)Name of Business: Brian Vance LLc , Brian Vance II LLc Address: 413 Bold Sundown, Liberty Hill, TX, 413, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/1978 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own manage rental houses (3)Name of Business: FINRA Address: 1905 Loop 332, Liberty Hill, TX, 78642, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 01/03/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Subject matter expert on the FINRA Content committee for Continuing Education\n\nparticipate in CE content for Regulatory Element Continuing education

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-07-31