Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-01-05
  • PA RA
    APPROVED
    Since 2010-01-05

Branch Locations

2090 Linglestown Rd Ste 201, Harrisburg, PA 17110 • United States

Harrisburg, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 01/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2010 Present
Previous Registrations
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 2/MO - 1/TRADING. 01/04/10 2. CRUMP LIFE INSURANCE 4135 N FRONT STREET, HARRISBURG, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,01/01/05, NIR, 20/YR- 0/TRADING 3. COMPREHENSIVE FINANCIAL ASSOCIATES, 2090 Linglestown Road, Suite 201, Harrisburg PA 17110, 11/2022, IAR, INV REL, 80 HR/MO - 60 HR/MO Trading. 4. DWIGHT D. EISENHOWER SOCIETY, 789 Baltimore St., Suite 10, Gettysburg PA 17325, United States, 11/30/2023, Treasurer, Volunteer, INV REL, 3 HR/MO - 1 HR/MO Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-03
S63 Uniform Securities Agent State Law Examination 1992-09-21
  • S65 Uniform Investment Adviser Law Examination
    2005-10-03
  • S63 Uniform Securities Agent State Law Examination
    1992-09-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Harrisburg, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor