Douglas Alan Hodges

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2019-01-23
TX	RA	APPROVED_RES	2019-01-23

AZ RA
APPROVED

Since 2019-01-23
TX RA
APPROVED_RES

Since 2019-01-23

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Scottsdale	AZ	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Scottsdale, AZ
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-26 → 2009-06-01

Morgan Stanley & Co. Llc

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

1.CENTER FOR WEALTH MANAGEMENT LLC INSTRUCTOR'S ASSISTANT 2.Rental Property; Phoenix, AZ; Investment related; Sole Proprietor / Owner / Partner; 06/2013; During business hours: 0; After business hours: .1 3.Rental Property; Investment related - Yes; Phoenix, AZ; Rental; Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2019; During business hours: 0; After business hours: 1 4. *380978 - Rental Property; Investment related; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2019; During business hours: 0; After business hours: 1. 5. *405904 - Outback Homes LLC; Investment related - Yes; Phoenix; Arizona; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 1; Property Management 6. *440472 - Rental Property; Investment related -Yes; Prescott Valley, AZ; Real Estate; Sole Proprietor/Owner, Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 0; After business hours: 1.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-25

S66 Uniform Combined State Law Examination

2007-04-25

View on SEC IAPD