John Michael Moody

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → Present
  Mass Mutual Life Insurance
  Palos Verdes Estates, CA
• 07/2007 → Present
  Ohio National Finanacial Services
  Cincinnati, OH
• 07/2013 → Present
  The O. N. Equity Sales Company
  Cincinnati, OH

Previous Registrations

• 2006-11-01 → 2013-07-05
  Mml Investors Services, Llc
  Palos Verdes Estates, CA
  Palos Verdes Estates, CA
• 2005-08-15 → 2006-04-25
  Usi Securities, Inc.
  Glastonbury, CT
  Torrance, CA
• 1999-07-16 → 2005-08-01
  Mml Investors Services, Llc
  Palos Verdess Estates, CA

Other Businesses

1) JOHN MICHAEL MOODY; NOT INVESTMENT RELATED; P O BOX 818 PALOS VERDES ESTATES CA 90274; LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, PROPERTY/CASUALTY; OWNER, SALES, AGENT; START DATE: 10/01/1983; NO. HR/MO: 200 NO. HR/MO DURING SEC TRADING: 200; SALES & SERVICE. 2). John Moody; Not investment related; 3510 Torrance Blvd #305, Torrance, CA 90503; Consultant; 05/01/2019-present; 10 hours/month (10 during securities trading hours); providing historical research on life insurance policies owned by a customer.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-08
• S63 Uniform Securities Agent State Law Examination
  1995-01-09

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• John Michael Moody