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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-11 |
| WA | RA | APPROVED | 2013-04-08 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bellevue | WA | 04/2013 | Present |
HARKINS RESIDENCE; OWNER OF RENTAL PROPERTY; 6/15/2003; 1 HOUR PER DAY; NOT DURING SECURITIES TRADING HOURS; INV RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-03 |
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