Andrew R Maldonado

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 09/2022
  Mbsc Securities Corporation
  Madison, NJ
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ

Previous Registrations

• 2007-07-05 → 2012-09-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Commerce & Industry Association of New Jersey For profit or not for profit: Not-for-profit/501c6 Name of outside business organization: Commerce & Industry Association Investment related: No Address of business: Rochelle Park, NJ 07662 Nature of business: Not-for-profit supporting the Business Owner community in New Jersey Position, title, association: Board Member Start date of relationship: Nov, 2019 Number of hours devoted: 10 monthly Number of hours devoted during trading hours: 1 monthly Duties: Networking, Educational seminars, help to provide speakers from our organization from branding

Exams

• S66 Uniform Combined State Law Examination
  2023-04-10
• S63 Uniform Securities Agent State Law Examination
  1988-01-29

Other Names

• Drew Maldonado
• Andrew R Maldonado
• Andrew Roger Maldonado