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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-15
  • NJ RA
    APPROVED
    Since 2023-08-15

Branch Locations

500 Campus Dr, Florham Park, NJ 07932 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Madison NJ 02/2014 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 09/2022 Present
Previous Registrations
Other Businesses

Commerce & Industry Association of New Jersey For profit or not for profit: Not-for-profit/501c6 Name of outside business organization: Commerce & Industry Association Investment related: No Address of business: Rochelle Park, NJ 07662 Nature of business: Not-for-profit supporting the Business Owner community in New Jersey Position, title, association: Board Member Start date of relationship: Nov, 2019 Number of hours devoted: 10 monthly Number of hours devoted during trading hours: 1 monthly Duties: Networking, Educational seminars, help to provide speakers from our organization from branding

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-10
S63 Uniform Securities Agent State Law Examination 1988-01-29
  • S66 Uniform Combined State Law Examination
    2023-04-10
  • S63 Uniform Securities Agent State Law Examination
    1988-01-29
Other Names
  • Drew Maldonado
  • Andrew R Maldonado
  • Andrew Roger Maldonado

View on SEC IAPD

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