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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-07-03
OH RA APPROVED 2011-09-12
LA RA APPROVED 2011-09-09
TX RA APPROVED_RES 2011-09-09
NC RA APPROVED 2006-03-31
  • NH RA
    APPROVED
    Since 2024-07-03
  • OH RA
    APPROVED
    Since 2011-09-12
  • LA RA
    APPROVED
    Since 2011-09-09
  • TX RA
    APPROVED_RES
    Since 2011-09-09
  • NC RA
    APPROVED
    Since 2006-03-31

Branch Locations

Franconia, NH • United States

Boston, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Boston MA 10/2010 Present
J.P. Morgan Securities Llc Boston MA 10/2008 Present
Previous Registrations
  • 2005-04-28 → 2006-04-11
    Lehman Brothers Inc.
    Boston, MA
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-26
S63 Uniform Securities Agent State Law Examination 1984-08-03
  • S65 Uniform Investment Adviser Law Examination
    1998-02-26
  • S63 Uniform Securities Agent State Law Examination
    1984-08-03
Other Names
  • Jamie Fagan
  • Jamie C Fagan
  • James Campbell Fagan

View on SEC IAPD

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