Michael Stephen Boulos

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-15
SC	RA	APPROVED	2021-08-11
NC	RA	APPROVED	2019-10-26
TX	RA	APPROVED	2019-09-26

NY RA
APPROVED

Since 2025-07-15
SC RA
APPROVED

Since 2021-08-11
NC RA
APPROVED

Since 2019-10-26
TX RA
APPROVED

Since 2019-09-26

Branch Locations

Arden, NC • United States

9 Park Place West, Suite 103, Brevard, NC 28712 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Brevard	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Brevard	NC	11/2016	09/2019
Stifel Nicolaus & Co Inc	Brevard	NC	09/2019	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Brevard, NC
11/2016 → 09/2019

Wells Fargo Clearing Services, Llc

Brevard, NC
09/2019 → Present

Stifel Nicolaus & Co Inc

Brevard, NC

Previous Registrations

2008-01-01 → 2019-09-30

Wells Fargo Clearing Services, Llc

Asheville, NC

Brevard, NC

Asheville, NC
2004-02-05 → 2008-01-01

A. G. Edwards & Sons, Inc.

Asheville, NC

Asheville, NC

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-28
S63	Uniform Securities Agent State Law Examination	1984-11-30

S65 Uniform Investment Adviser Law Examination

1999-12-28
S63 Uniform Securities Agent State Law Examination

1984-11-30

Other Names

Mike Boulos

View on SEC IAPD

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