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Matthew Joseph Hicks

Cortland Associates Inc

Ridgefield, CT

CRD 1282087

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Employer firm

Cortland Associates Inc CRD 104681

$958M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Cortland Associates Inc

8000 Maryland Avenue, Suite 730, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-05-12
  • CT RA
    APPROVED
    Since 2021-05-12

Branch Locations

Ridgefield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Ridgefield CT 03/2011 03/2018
Aafmaa Wealth Management & Trust Fayetteville NC 04/2018 02/2021
Cortland Associates Inc. St. Louis MO 05/2021 Present
  • 03/2011 → 03/2018
    Self-Employed
    Ridgefield, CT
  • 04/2018 → 02/2021
    Aafmaa Wealth Management & Trust
    Fayetteville, NC
  • 05/2021 → Present
    Cortland Associates Inc.
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-13
S63 Uniform Securities Agent State Law Examination 1992-03-09
  • S65 Uniform Investment Adviser Law Examination
    2021-04-13
  • S63 Uniform Securities Agent State Law Examination
    1992-03-09

View on SEC IAPD

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